Going Public — The Process
Once the prospectus has been revised in accordance with the comments of the SEC and the appropriate stock market, the SEC will declare the registration effective, the company can “go to print” with the prospectus.
FINRA Filings and Compliance
RPI will work with our stock transfer agent to submit form 15(c)211 in order to pass FINRA compliance. We will continue to work with FINRA until all of their questions and comments are answered and your firm has been accepted.
After the preliminary prospectus has been prepared and filed with the SEC, RPI will assemble a “syndicate” consisting of other investment relations firms, stock distribution firms and other companies who will attempt to market and sell portions of the offering to investors.