IPO Process

Going Public — The Process


SEC Approval

Once the prospectus has been revised in accordance with the comments of the SEC and the appropriate stock market, the SEC will declare the registration effective, the company can “go to print” with the prospectus.

FINRA Filings and Compliance

RPI will work with our stock transfer agent to submit form 15(c)211 in order to pass FINRA compliance. We will continue to work with FINRA until all of their questions and comments are answered and your firm has been accepted.


After the preliminary prospectus has been prepared and filed with the SEC, RPI will assemble a “syndicate” consisting of other investment relations firms, stock distribution firms and other companies who will attempt to market and sell portions of the offering to investors.




Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s